James Rooney

from Corient Capital Partners, LLC
SEC regulated
Regulated Investment Advisor
James Rooney is a financial advisor based in California, Newport Beach, with 20 years of experience. James currently works for Corient Capital Partners, LLC. James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Rooney works at Corient Capital Partners, LLC
Corient Capital Partners, LLC is a financial advisory firm based in Newport Beach, California. It currently has approximately $3,909,024,987 of assets under management and employs about 29 people. Corient Capital Partners, LLC uses a fee structure of a percentage of assets under your management, fixed fees and performance-based fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
6 years
Fee structure
A percentage of assets under your management, fixed fees and performance-based fees
Office location
500 Newport Center Drive, Suite 700, Newport Beach, California, 92660

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