James Smith

from Parvin Asset Management, LLC
SEC regulated
Regulated Investment Advisor
James Smith is a financial advisor based in South Dakota, Sioux Falls, with 32 years of experience. James currently works for Parvin Asset Management, LLC. James maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Smith works at Parvin Asset Management, LLC
Parvin Asset Management, LLC is a financial advisory firm based in Sioux Falls, South Dakota. It currently has approximately $129,834,821 of assets under management and employs about 6 people. Parvin Asset Management, LLC uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
19 years
Fee structure
and a percentage of assets under your management
Office location
401 E. 8th Street, Suite 213a, Sioux Falls, South Dakota, 57103

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