James Wood

from Novem Group
SEC regulated
Regulated Investment Advisor
James Wood is a financial advisor based in New York, Rochester, with 13 years of experience. James currently works for Novem Group. James maintains a S63 license (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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James Wood works at Novem Group
Novem Group is a financial advisor based in Rochester, New York. It currently has around $822,046,318 of assets under management and employs approximately 57 people. The main advice areas covered by Novem Group are: financial planning services, portfolio management for individuals and/or small businesses, pension consulting services, selection of other advisers, publication of periodicals or newsletters and educational seminars/workshops. Novem Group uses a fee structure of a percentage of assets under your management, hourly charges and fixed fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Combined State Law Examination (S66)
Years registered
13 years
Fee structure
A percentage of assets under your management, hourly charges and fixed fees
Office location
350 Linden Oaks, Suite 140, Rochester, New York, 14625

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