John Baughman

from Baughman Financial Group
SEC regulated
Regulated Investment Advisor
John Baughman is a financial advisor based in California, Novato, with 32 years of experience. John currently works for Baughman Financial Group. John maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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John Baughman works at Baughman Financial Group
Baughman Financial Group is a financial advisory firm based in Novato, California. It currently has approximately $44,582,718 of assets under management and employs about 1 people. Baughman Financial Group uses a fee structure of a percentage of assets under your management, hourly charges and commissions.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
8 years
Fee structure
A percentage of assets under your management, hourly charges and commissions
Office location
7250 Redwood Blvd, Suite 300, Novato, California, 94945

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