Neil Farrell

from Farrell Financial
SEC regulated
Regulated Investment Advisor
Neil Farrell is a financial advisor based in New York, Orchard Park, with 8 years of experience. Neil currently works for Farrell Financial. Neil maintains a S63 license (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Neil Farrell works at Farrell Financial
Farrell Financial is a financial advisor based in Orchard Park, New York. It currently has around $112,000,000 of assets under management and employs approximately 2 people. The main advice areas covered by Farrell Financial are: financial planning services and portfolio management for individuals and/or small businesses. Farrell Financial uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
8 years
Fee structure
and a percentage of assets under your management
Office location
21 Princeton Place, Suite 105, Orchard Park, New York, 14127

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