Rafael Scroggins

from City National Securities, Inc.
SEC regulated
Regulated Investment Advisor
Rafael Scroggins is a financial advisor based in California, Los Angeles, with 18 years of experience. Rafael currently works for City National Securities, Inc.. Rafael maintains a S66 license (Uniform Combined State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Rafael Scroggins works at City National Securities, Inc.
City National Securities, Inc. is a financial advisory firm based in Los Angeles, California. It currently has approximately $1,490,186,713 of assets under management and employs about 47 people. City National Securities, Inc. uses a fee structure of a percentage of assets under your management and mutual fund fees, broker fees & transaction fees.
Certifications and registrations
Uniform Combined State Law Examination (S66)
Years registered
11 years
Fee structure
A percentage of assets under your management and mutual fund fees, broker fees & transaction fees
Office location
555 South Flower Street, 11th Floor, Los Angeles, California, 90071

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