RN
Roy Neal
from Guardian Rock Wealth Investment Management, Inc.
Roy Neal is a financial advisor based in Illinois, Lisle,
with 29 years of experience. Roy currently works for
Guardian Rock Wealth Investment Management, Inc..
Roy maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Roy Neal works at Guardian Rock Wealth Investment Management, Inc.
Guardian Rock Wealth Investment Management, Inc. is a financial advisory firm based in Lisle, Illinois. It currently has approximately $26,734,453 of assets under management and employs about 3 people. Guardian Rock Wealth Investment Management, Inc. uses a fee structure of and a percentage of assets under your management.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
25 years
Fee structure
and a percentage of assets under your management
Office location
3333 Warrenville Road, Suite 200, Lisle, Illinois, 60532
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