Thomas Kelleher

from B. Riley Capital Management
SEC regulated
Regulated Investment Advisor
Thomas Kelleher is a financial advisor based in California, Los Angeles, with 28 years of experience. Thomas currently works for B. Riley Capital Management. Thomas maintains a S63 license (Uniform Securities Agent State Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Thomas Kelleher works at B. Riley Capital Management
B. Riley Capital Management is a financial advisory firm based in Los Angeles, California. It currently has approximately $342,059,171 of assets under management and employs about 9 people. B. Riley Capital Management uses a fee structure of a percentage of assets under your management and performance-based fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Years registered
19 years
Fee structure
A percentage of assets under your management and performance-based fees
Office location
11100 Santa Monica Blvd., Suite 800, Los Angeles, California, 90025

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