Thomas Mccain

from Round Table Financial
SEC regulated
Regulated Investment Advisor
Thomas Mccain is a financial advisor based in Arkansas, Little Rock, with 42 years of experience. Thomas currently works for Round Table Financial. Thomas maintains the following licenses: S63 (Uniform Securities Agent State Law Examination), S65 (Uniform Investment Adviser Law Examination), qualifying them as both a securities agent and an investment advisor representative.
This advisor is a SEC regulated
Fiduciary duty to act in the best interests of your finances
Regulated by The Securities and Exchange Commission (SEC)
Transparent about fees and never take commission when recommending a financial product
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Thomas Mccain works at Round Table Financial
Round Table Financial is a financial advisory firm based in Little Rock, Arkansas. It currently has approximately $31,690,133 of assets under management and employs about 3 people. Round Table Financial uses a fee structure of a percentage of assets under your management, hourly charges, fixed fees and shares in third party advisory fees.
Certifications and registrations
Uniform Securities Agent State Law Examination (S63)
Uniform Investment Adviser Law Examination (S65)
Years registered
11 years
Fee structure
A percentage of assets under your management, hourly charges, fixed fees and shares in third party advisory fees
Office location
116 Ottenheimer Plaza, Suite 1, Little Rock, Arkansas, 72201

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