Mclaughlin Ryder Investments, Inc.

McLaughlin Ryder Investments, Inc. is a full-service investment advisory and financial planning firm founded in September 2009 by Shawn P. McLaughlin. The firm is registered with the U.S. Securities and Exchange Commission (SEC) and is a dually registered firm, operating as both an investment adviser and a broker-dealer. McLaughlin Ryder provides individualized services to clients, serving as a fiduciary and upholding a duty of care, loyalty, fairness, and good faith towards each client. The firm offers investment management services, financial planning, and retirement plan advisory services, with a focus on creating strategically allocated portfolios tailored to each client's needs and goals. Clients have the option to enroll in wrap fee programs, which can be discretionary or non-discretionary. McLaughlin Ryder does not charge performance-based fees, and the firm does not have any side-by-side management arrangements. The firm does not engage in solicitation or accept compensation for client referrals. McLaughlin Ryder does not have custody of client assets, and clients must place their assets with a qualified custodian. The firm does not vote proxies for client securities, and clients receive proxy statement information directly from the custodian. The firm has no financial commitments that impair its ability to meet contractual obligations to clients and has not been subject to bankruptcy proceedings.