Collar Capital Management, LLC

**Background and Expertise:** Collar Capital Management, LLC is a registered investment adviser based in Appleton, WI, established in 2009 by Patrick Collar. The firm specializes in providing a wide array of investment advisory services to individuals and other clients, including asset management and pension consultations. Their investment strategies involve continuous account supervision, tailored portfolio creation, and periodic reviews to align with client goals. **Consumer-Facing Terms:** - **Minimum Initial Investment:** No specific minimum mentioned. - **Fee Structure:** Asset Management fees range from 0.85% to 1.50% based on assets under management, with exceptions possible under negotiated agreements. Pension consulting fees are up to 0.50% of plan asset value. - **Fiduciary Status:** The firm is committed to full disclosure and acts as a fiduciary. - **Investment Discretion:** Clients can grant the firm discretion over securities selection and transactions. - **Investment Philosophy:** Utilizes technical, fundamental, cyclical, long-term, short-term, and option writing analyses. Risks associated with each strategy are outlined, including liquidity, credit, inflation, and interest rate risks. **Advisory Business Description:** Collar Capital Management, LLC offers asset management services involving individual stock and bond portfolios, ETFs, closed-end funds, and options. They tailor investment strategies to meet client needs and provide pension consulting services to employer plan sponsors. The firm's investment strategies include technical, fundamental, cyclical, long-term, short-term, and option writing analyses, with a focus on risk management and client-specific objectives. This summary provides a comprehensive overview of Collar Capital Management, LLC's background, expertise, consumer-facing terms, and investment strategies, as outlined in their Form ADV Part 2A brochure.