Dai Wealth, LLC

DAI Wealth, LLC is an SEC-registered investment advisory firm established in March 2006, specializing in providing investment management services for individuals, high net worth individuals, pension and profit-sharing plans, charitable organizations, corporations, and retirement plans. The firm offers various investment programs such as separately managed accounts, unified managed accounts, adviser-managed accounts, and mutual fund asset allocation programs. Clients have the flexibility to customize their investment portfolios based on their individual needs, with no minimum account size required. DAI Wealth utilizes platform providers like SMArtX Advisory Solutions, Envestnet Asset Management, and SEI Private Trust Company to administer its investment management programs. The firm charges an annual "Account Fee" for advisory services, which may not exceed 2.50% per year of the portfolio value. Account fees are negotiable and vary based on factors such as account size and services provided. DAI Wealth's IARs may also provide financial planning and consulting services for a fee ranging from $50 to $750 per hour. The firm discloses potential conflicts of interest, such as receiving commissions for the sale of securities and insurance products. DAI Wealth does not engage in performance-based fees or side-by-side management. The firm does not vote proxies for client securities, except for Envestnet-managed accounts. DAI Wealth does not require prepayment of advisory fees exceeding $1,200 more than six months in advance. The firm maintains a Privacy Policy to protect client information and privacy.