Grace Capital Management, LLC

Grace Capital Management, LLC is a registered investment adviser specializing in Comprehensive Portfolio Management and Third-Party Advisory services. Established in 2009, the firm is 100% owned by Mr. George Duff. With assets under management totaling $111,420,332 on a discretionary basis and $31,065,144 on a non-discretionary basis as of December 31, 2024, the firm offers a Wrap Fee program through Fidelity Clearing & Custody Solutions. Clients pay an annual fee of 1% and a service fee of 0.10%, with fees based on assets under management and billed monthly in advance. The firm's investment strategies include long-term and short-term purchases, margin transactions, and option writing. Grace Capital Management requires a minimum account balance of $1,000,000, which may be waived by combining family members' account values. The firm does not accept proxy authority and does not pay referral fees. Clients have access to their portfolio managers and are encouraged to communicate any changes in their financial situation or investment objectives. Grace Capital Management conducts periodic reviews of client accounts and does not have any material disciplinary events. The firm's Code of Ethics ensures fair and ethical conduct in personal securities transactions and insider trading.