Richard P. Slaughter Associates, Inc.

Richard P. Slaughter Associates, Inc. is a fee-only Registered Investment Advisor established on January 2, 1991, offering wealth management services nationwide. Specializing in active asset management and financial planning, the firm provides discretionary and nondiscretionary managed account services, tailored to individual needs. For discretionary accounts, clients grant trading authority via a limited power of attorney, allowing hands-on decision-making. Nondiscretionary accounts receive portfolio recommendations, with clients retaining trading authority. The firm's investment strategies include manager selection, long and short-term purchases, and options writing. Fees are asset-based, with negotiable rates based on factors such as portfolio size and complexity. Clients receive quarterly account statements and transaction confirmations. The firm does not accept commissions and acts as a fiduciary, prioritizing clients' interests. The Chief Compliance Officer oversees compliance with regulations and policies. The firm's team includes Certified Financial Planners (CFP®), Chartered Financial Analysts (CFA®), and Accredited Wealth Management Advisors (AWMA®), ensuring high ethical standards and comprehensive knowledge in investment management. No disciplinary events are reported. For more details, visit www.slaughterinvest.com.