Riverrock Asset Management LLC

RiverRock Asset Management, LLC is an investment management and advisory firm based in Houston, Texas. Established between January 2015 and January 2020, the firm specializes in offering discretionary investment advisory services to closed-end and open-end private funds focusing on diversified income-generating strategies, particularly in life settlement investments underwritten by major US life insurance carriers. The firm manages various funds, including RRIF VI, LP, RRIF VII, LP, RRIF VIII, LP, and RiverRock Longevity Fund I, LP. The firm's compensation structure includes management fees ranging from 1% to 1.5% per annum, performance-based fees, carried interest, and other incentive compensation related to fund performance. RiverRock Asset Management, LLC operates under a Code of Ethics to manage potential conflicts of interest and has not had any disciplinary events. The firm exercises investment discretion over the assets of the funds it manages and provides ongoing monitoring and review of investments. RiverRock Asset Management, LLC does not compensate non-supervised persons for client referrals and complies with custody rules by distributing audited financial statements to investors. The firm has not faced any financial conditions that would impair its ability to meet contractual commitments.