Aletheian Wealth Advisors LLC

Aletheian Wealth Advisors LLC is a Limited Liability Company established in May 2019 and approved in July 2019, with principal owners Joshua Ray Betts and Randy T Siegel. The firm specializes in Investment Management and Multi-Family Office Services, offering wealth management and advisory services to client families. Clients are required to grant discretionary authority for AWA to manage their accounts, with risk tolerance levels documented in the Investment Policy Statement. AWA focuses on providing services aligned with clients' best interests and acts as a fiduciary. The firm's investment strategies include fundamental analysis, modern portfolio theory, and quantitative analysis, utilizing long-term trading, short-term trading, margin transactions, and options trading. AWA's fee structure for Investment Management services is based on a percentage of assets under management, with fees collected quarterly in advance. The firm also offers Family Advisory Services with negotiated flat fees for clients with limited assets under management. AWA does not accept performance-based fees and generally serves High-Net-Worth Individuals without an account minimum. Clients receive quarterly reports on their accounts and financial plans. AWA delegates proxy voting to Egan Jones Ratings Co. and does not participate in wrap fee programs. The firm does not have any material financial conditions impairing its ability to meet contractual commitments to clients.