Sound Legacy Wealth Advisors, LLC

Sound Legacy Wealth Advisors, LLC is led by Joel S. Petersen, a seasoned financial professional with a Bachelor's degree in Business Administration from Western Washington University. With a career spanning various prestigious firms, Petersen currently serves as a Partner, Senior Wealth Advisor, and Chief Compliance Officer at Sound Legacy since January 2020. Notably, he has no disciplinary history and is not engaged in any outside business activities. Petersen receives additional compensation from various roles, including board membership at Streamline Digital Holdings LLC and managerial positions at Simutron Capital LLC, Circinus Capital LLC, Xist.GG, and Snikrep Real Estate, LLC. It is disclosed that the latter is owned by a client of Sound Legacy, posing a potential conflict of interest. However, the firm assures that clients retain the right to decide whether to engage with Petersen in these capacities. As the Chief Compliance Officer, Petersen oversees all firm activities, ensuring compliance with regulatory requirements and the firm's code of ethics. Clients can reach out to Petersen directly for any compliance-related queries.