Sovereign Wealth Advisors, Inc.

Sovereign Wealth Advisors, Inc. is a SEC-registered investment adviser based in Bellevue, WA, established in 2011. The firm offers model asset allocation portfolios or custom individual allocations based on client discussions regarding goals, objectives, and risk tolerance. Investment strategies include long-term purchases, short-term purchases, trading, margin transactions, and portfolio option strategies. The firm provides financial planning services on an hourly basis, covering areas such as personal finance, tax planning, investments, insurance, retirement, and estate planning. As of 12/31/2021, the firm actively managed $295,032,409 of clients' assets on a discretionary basis. Fees for portfolio management services are charged as a percentage of assets under management, ranging from 1.0% to 0.50%. Financial planning fees range from $150-$500 per hour. The firm does not charge performance-based fees and does not engage in soft-dollar arrangements. Clients have the option to grant discretionary authority for asset management, and the firm votes proxies for client securities. Sovereign Wealth Advisors, Inc. does not have physical custody of client accounts. The firm has not been subject to any reportable disciplinary events in the past.