Regions Investment Management, Inc.

Regions Investment Management, Inc. (RIM) is a SEC Registered Investment Adviser and a wholly owned subsidiary of Regions Bank, which is in turn a wholly owned subsidiary of Regions Financial Corporation. RIM was formerly known as AmSouth Asset Management, Inc. and has been providing model strategies and portfolio management since 2012. As of December 31, 2024, RIM managed $18.7 billion in assets, with $12.6 billion managed on a discretionary basis. RIM offers various investment strategies, including equity and bond portfolios, ESG-focused portfolios, and fixed income strategies. RIM charges fees based on a percentage of assets under management and does not receive compensation from third parties. The firm acts as a fiduciary and provides competitive base salaries and incentives to its financial professionals. RIM does not charge performance-based fees and does not engage in side-by-side management. Clients of RIM have the option to grant investment discretion, allowing RIM to conduct transactions without prior permission. The firm has a Code of Ethics in place to ensure client interests are prioritized, and it votes proxies on behalf of clients based on established guidelines. RIM's brokerage practices focus on best execution and soft dollar benefits are used to enhance research capabilities. The firm does not custody client accounts and has no history of bankruptcy.