Schwartz & Co.

Schwartz & Co. is an SEC registered investment adviser and broker/dealer founded in 1976 by Gregory J. Schwartz, Sr. The firm offers advisory and consulting services to various clients, including individuals, high net worth individuals, institutional retirement plans, trusts, estates, charitable organizations, and corporations. Services may be provided on a discretionary or non-discretionary basis, tailored to each client's needs and goals. Investment services include determining investment objectives, asset allocation, portfolio construction, and financial planning. The firm also provides fiduciary advisory services to retirement plans under ERISA. Schwartz & Co. does not charge performance-based fees and generally provides services to individuals with no minimum requirements. The firm's investment strategies include fundamental and cyclical analysis, focusing on long-term investments, short-term purchases, and diversification to minimize risk. Clients are periodically reviewed, and the firm does not vote proxies on behalf of clients. Schwartz & Co. does not participate in soft dollar arrangements and has no disciplinary events to disclose. The firm's financial statements are audited annually, and clients receive regular account statements from qualified custodians. Fees for advisory services are based on a percentage of assets under management and are negotiable, with a maximum annual fee of 1.5%. Clients may elect to be billed directly for fees or authorize direct debiting from their accounts. ADV Part 2A Firm Brochure 15 March 15, 2025