Trademark Financial Management, LLC

Trademark Financial Management, LLC is a registered investment adviser specializing in personalized investment advisory services since 2000. The firm, led by managing member Mark Carlton, offers services to various clients, including individuals, retirement plans, trusts, and corporations. As a fiduciary, Trademark is committed to acting in the best interest of clients at all times. The firm primarily employs a tactical asset allocation approach to manage portfolios on a discretionary basis, tailored to meet client needs and objectives. Clients have the option to grant full discretion to Trademark for managing their accounts, allowing the firm to make investment decisions without prior approval. Trademark offers asset management programs with tiered fee schedules based on total assets under management, starting at 1.20% for assets up to $50,000. The firm may negotiate to waive account minimums or adjust fees. Additionally, Trademark provides consulting services, including portfolio reviews and investment analysis, for an hourly rate of $175 or a fixed fee based on estimated service hours. The firm primarily advises on mutual funds, insurance products, ETFs, and other investment types. Clients have the flexibility to make additions or withdrawals from their accounts, subject to Trademark's right to terminate an account. Trademark does not participate in initial public offerings and does not vote proxies on behalf of clients. The firm emphasizes high ethical standards, with Mark Carlton holding the Chartered Financial Analyst (CFA) designation. Trademark's Chief Compliance Officer, Jennifer Lutz Knutsen, oversees the supervision of the firm's activities. For more information, visit www.trademarkfinancial.us.