Scientific Investment Management

Scientific Investment Management LLC is an SEC registered investment advisor founded on September 26, 2019, by James Falvey. The firm offers discretionary investment management services, meaning clients do not have direct control over specific investments. Scientific Investment Management employs a systemized scientific approach to investing, utilizing strategy back testing and historical research to make informed decisions. The firm collects client-specific information to tailor investment decisions. As of February 16th, 2023, the firm manages approximately $349,891.95 in assets on a discretionary basis. Clients are charged an annual fee of 1% on the Net Liquidation Value of their accounts, deducted monthly. The firm does not charge performance-based fees. Clients include individuals, trusts, and corporations, with services conducted electronically. Scientific Investment Management's investment decisions are backed by extensive analysis and research, aiming to capitalize on market opportunities. The firm identifies various risks, including market, business, inflation, interest-rate, liquidity, currency, financial, legislative, and tax risks. Clients grant the firm discretionary authority over their assets, allowing Scientific Investment Management to initiate financial transactions on their behalf. The firm also handles proxy voting for client securities. Scientific Investment Management operates at a net loss as of Fiscal Year 2021. Adjustments to offerings and policies may occur, with updated brochures provided to clients as needed. James Falvey, the founder, CEO, and CIO, leads the firm's investment advice formulation.