Winthrop Partners - Wpa , LLC

Winthrop Partners – WNY, LLC, along with its affiliated firms Winthrop Partners – EPA, LLC and Winthrop Partners – WPA, LLC, are SEC-registered investment advisors with a focus on providing investment advisory services, financial planning, and asset management. The firm's principals are Thomas J. Saunders, R. Brian Werner, and Ryan J. Carney. Winthrop offers a holistic approach to financial well-being, including a discovery process to determine clients' needs, financial planning, and asset management. Clients can engage Winthrop for discretionary or non-discretionary investment management services, with assets primarily allocated among individual securities, ETFs, and mutual funds. The firm provides financial planning and consulting services, including cash flow analysis and asset allocation projections. Winthrop's fees are typically up to 1.5% of managed assets, with a minimum advisory fee of $500. Clients may also engage in a subscription service for financial planning, with fees determined based on the services provided. Winthrop recommends the use of Raymond James for brokerage and clearing services, considering factors such as financial strength, execution, pricing, and research. The firm does not provide performance-based fees and does not vote client securities. Winthrop does not have any disciplinary information to disclose and does not have custody of client assets. Clients receive regular account reviews and reports from the firm.