Octagon Finance LLC

Octagon Finance LLC, established in May 2011 and registered with the SEC in January 2018, is a Virginia-based investment management firm specializing in providing advisory services on a discretionary basis to privately offered pooled investment vehicles. The firm primarily owns Octagon Credit Partners LP, Octagon Bridge Inc., Octagon Credit Partners Offshore, Ltd., Octagon Equity Partners Inc., and OCP CCOF LLC. Octagon's investment strategy focuses on direct lending funds that extend bridge loans to real estate developers for the renovation of historic properties, secured by tax credits. As of December 31, 2024, Octagon manages approximately $193,814,498 in regulatory assets under management on a discretionary basis. The firm charges a management fee of 2% of the net asset value of each investor's capital account and may earn a profit allocation based on the net capital appreciation of the capital account. Octagon has a Code of Ethics in place to ensure compliance with federal securities laws and has established policies to address potential conflicts of interest related to its investment strategies. The firm exercises investment discretion for the Funds it manages and has voting authority for securities held in the investment portfolio. Clients receive monthly statements and annual audited financial statements. Octagon does not participate in a wrap fee program, maintain referral arrangements, or receive compensation for providing investment advice. The firm acts as a fiduciary, prohibiting investments in personal accounts that conflict with client investments. Octagon has not experienced any material legal or disciplinary events and holds client assets with an unaffiliated custodian.