Aviva Investors Americas

Aviva Investors Americas LLC is an investment adviser registered with the SEC and a Commodity Trading Adviser with the CFTC. Established in 2012, it is a wholly owned subsidiary of Aviva Investors Holdings Ltd, a subsidiary of Aviva plc. The firm offers discretionary fixed income and alternative income investment management services to institutional clients, sub-advisory services to foreign affiliated and domestic non-affiliated registered investment funds, and non-discretionary advice on assets like infrastructure debt and real estate. AIA's total assets under management were approximately $6.2 billion on a discretionary basis and $12.7 million on a non-discretionary basis as of December 31, 2022. Clients can customize account guidelines, and the firm may aggregate orders for best execution. AIA does not engage in soft dollar arrangements and does not compensate third parties for client referrals. The firm reviews client accounts regularly, votes proxies in clients' best interests, and does not have custody of client assets. AIA's financial information is not included in the brochure due to fee payment practices. Clients are encouraged to review account statements and reports provided by the firm.