Aza Capital Management

AZA Capital Management is an independent, fee-only investment advisory firm specializing in managed strategies to navigate changing market conditions. Established in 1997, the firm is owned and operated by its employees, including Christopher Recker, Jeffrey Keen, and Michael LaFontaine. Their services include wealth management for individuals and families, asset management for financial advisors, and employer-sponsored retirement plans for businesses. The firm utilizes quantitative analysis and qualitative research to tailor services to each client's needs. They offer various investment strategies, such as DRIV Core, Adaptive 40, Adaptive 60, Adaptive 80, and Custom Bond Portfolios. AZA charges an advisory fee ranging from 0.40% to 1.20% per year based on assets under management. Clients may have accounts with a minimum of $500,000, and the firm may make exceptions. AZA does not charge performance-based fees and acts with discretion in managing client investments. The firm does not have any disciplinary matters to disclose and provides periodic reviews and reports to clients. Additionally, AZA has custody arrangements with qualified custodians and exercises voting rights on client securities when authorized. The firm does not have any financial issues that would impair its ability to serve clients.