Bosun Asset Management, LLC

Bosun Asset Management, LLC, based in Chicago, Illinois, is an SEC-registered investment adviser specializing in U.S. Growth Equities, with a focus on Small Cap, Mid Cap, and Micro Cap investments. Established in 2023, the firm offers discretionary investment advice to separately managed accounts and private funds, catering to high-net-worth individuals, trusts, foundations, and charitable organizations. Clients can opt for discretionary or non-discretionary advisory services, with the firm managing approximately $316 million in regulatory assets under management as of December 31, 2024. For separately managed accounts, fees are based on a percentage of total assets under management, with rates varying based on the portfolio value and number of positions managed. Private funds typically incur management fees ranging between 1.40-1.80%, with additional expenses covered by the fund. Advisory clients are subject to fees calculated as a percentage of total assets under management for discretionary services and as a set fee for non-discretionary services, due quarterly in arrears. The firm does not charge performance-based fees and exercises investment discretion for clients, providing continuous supervision and management of assets. Bosun Asset Management has a Code of Ethics in place, ensuring compliance with laws and regulations, and has not reported any disciplinary events. The firm may engage solicitors and receive soft dollar benefits for research and brokerage services. Clients can request reports on account reviews, voting of client securities, and proxy voting policies. Bosun Asset Management maintains custody of client assets through qualified custodians and offers investment discretion based on the terms of the governing documents.