Greenrock Research, Inc.

Greenrock Research, Inc. is a Chicago-based consulting firm specializing in providing innovative portfolio solutions for registered investment advisers and their clients. Founded by Michael Kevin Malone in 2004, the firm caters to financial planning and investment management firms registered with the SEC or appropriate state securities authorities. Greenrock manages approximately $496 million in assets on a discretionary basis and offers services such as investment selection and monitoring, active portfolio management, research reports, and individual investment consultations. The firm's fee structure is negotiable, with fees based on a percentage of client assets under management. For services like selecting, recommending, and monitoring investments, fees range from 5 to 20 basis points. Greenrock does not accept performance-based fees and emphasizes a fiduciary duty to act in the best interests of clients. Clients have investment discretion but can place restrictions as needed. Greenrock's investment strategies include global core equity dividend, fixed income, alternative investments, and specialty equity investments. The firm prioritizes best execution for client transactions and conducts regular reviews of client accounts. Greenrock maintains a code of ethics, ensuring compliance with regulations and standards. The firm does not have custody of client securities and does not vote client securities. For more information, clients can contact Kevin Malone, President, at (312) 463-1301.