Schlindwein Associates LLC

Schlindwein Associates, LLC, established in 1995, offers discretionary and non-discretionary investment supervisory services to individuals and institutions, investment guidance programs, and consulting services on investment management issues. The firm manages $195,754,361 million in assets as of December 31, 2024. Clients' assets are primarily invested in mutual funds, ETFs, variable annuities, and other investment products based on individual circumstances. The firm charges a flat fee plus an asset-based fee, encouraging clients to rollover assets to an IRA at Charles Schwab. Investment strategies focus on strategic asset allocation, risk control, and diversified portfolios. The firm uses a proprietary ranking system for fund selection based on consistency, performance, cost, and experience. Clients must have a minimum portfolio value of $500,000, which may be waived in certain cases. Fees are charged quarterly based on a tiered structure. The firm does not charge performance-based fees. Clients are advised on potential risks, including market risk, mutual fund/ETF risk, equity securities risk, and fixed income securities risks. The firm has no disciplinary events to disclose and does not engage in performance-based fees. Clients have investment discretion but receive regular reports and valuations. The firm does not provide voting services for client securities and does not believe its financial condition will impair client commitments.