Cain Capital Management, Lp

Cain Capital, L.L.C. is an investment adviser registered with the SEC since February 2025. Established in 1998, the firm, led by principal owner Rod Cain Jones, specializes in managing private funds and accounts on a discretionary basis for various clients, including individuals, retirement plans, charitable organizations, and trusts. As of December 31, 2024, Cain managed $164,814,307 in discretionary assets under management. The firm charges fixed fees for investment advisory services, deducted quarterly in advance, tailored to each client's needs. Clients have no control over investing restrictions. Cain primarily uses fundamental analysis for investment evaluation and implements long-term purchases, private issues, and futures hedging in its strategies. The firm discloses potential risks, such as concentration of investments and business dependency on key individuals. Cain does not guarantee specific performance levels and emphasizes the risk of loss inherent in investing. The firm has a code of ethics ensuring client interests come first and prohibits personal trading in certain securities. Cain does not use soft dollars or receive compensation for client referrals. The firm reviews accounts regularly, provides detailed reports to clients, and has custody of separately managed accounts. Clients are encouraged to review custodian statements for discrepancies. Cain has investment discretion for private funds and managed accounts, outlined in respective private placement memoranda. The firm does not vote proxies for client securities. No disciplinary actions have been taken against Cain or its affiliates.