Five Keys Capital Advisors Inc.

Five Keys Capital Advisors Inc., established in 2021, offers discretionary investment advisory services to pooled investment vehicles and separately managed accounts. The firm, managed by Keith Kennedy, Mathew Kennedy, and Edward Sullivan, oversees $179.8 million for approximately 28 clients. Fees range from 0.15% to 2% annually for separately managed accounts, with negotiable rates based on account size and strategy. The firm primarily focuses on fixed income investments, including bonds, preferred stock, and real estate investment trusts. Clients must meet financial requirements to invest in the Funds, with a minimum investment of $500,000. Five Keys employs a variety of investment strategies, including partnerships, global investments, and IPOs. The firm conducts due diligence on managers and utilizes margin and short selling. Five Keys' employees have a clean disciplinary record, and the firm's Chief Compliance Officer is also a partner in a law firm that provides legal services to the company. The firm maintains a code of ethics, participates in related party transactions, and closely monitors personal trading activities. Client accounts are periodically reviewed, and clients receive regular reports on their investments. Five Keys does not vote proxies for equities but evaluates and directs actions for fixed income securities. The firm's financial condition is stable, ensuring its ability to manage client accounts effectively.