Lee Financial Company, LLC

Lee Financial Company (LFC) is a fee-only financial planning and investment advisory firm founded in 1975 by Richard R. Lee, Jr. CFP® CFA in Texas. LFC offers personalized financial planning and investment management services, focusing on fee-only arrangements to avoid conflicts of interest. The firm's team approach includes financial planners, portfolio managers, and family capital strategists to help clients achieve their financial goals. LFC's investment philosophy centers around the WholeVision™ process, which considers Human Capital, Financial Capital, Fulfillment Capital, and Shared Capital to create a holistic financial plan. The firm's Investment Committee oversees investment activities, asset allocation, manager selection, and due diligence. LFC provides financial planning services such as goal development, cash flow planning, retirement planning, and legacy development. Investment management services include tailored portfolio management based on liquidity needs, risk tolerance, and long-term goals. LFC does not charge performance-based fees and uses tiered fee structures based on assets under management. The firm recommends using custodians like Schwab, Fidelity, and National Advisors Trust Company (NATC) to maintain client assets, ensuring transparency and security. LFC does not have any disciplinary events to report and maintains a Code of Ethics to ensure ethical conduct and client-focused service. Clients have the option to grant investment discretion to LFC for trading securities on their behalf. The firm's proxy voting policy ensures voting in the best interest of clients, with transparency in proxy voting records available upon request. LFC's financial information indicates no limitations in serving clients.