Level Four Advisory Services

Level Four Advisory Services, LLC is an investment adviser firm established in July 2005, offering fee-only investment advisory services through the Participant Asset Management Program. The firm is owned by Level Four Group, which is in turn owned by Carr, Riggs & Ingram Capital, L.L.C. LFAS provides continuous investment advice and management services primarily to individual retirement plan accounts like 403(b) and 401(k) participant accounts. The firm's investment strategies include strategic asset allocation and tactical asset allocation, with a focus on no-load mutual funds, load-waived mutual funds, and Exchange Traded Funds (ETFs). LFAS operates as a fiduciary, acting in the best interests of clients and providing full disclosure of material facts. The firm has a comprehensive business continuity plan to ensure service continuity in various disruption scenarios. LFAS' Customer Privacy Policy outlines the collection and sharing of customer information with affiliates and non-affiliated entities, with options for clients to limit sharing. Additionally, the firm's Business Continuity Plan Disclosure details responses to different types of disruptions and recovery timeframes.