The Enterprise Investment Company

The Enterprise Investment Company, operating as Pappas Financial, was established in 1985 by Norman Arthur Pappas. The firm primarily recommends clients to unaffiliated advisers or provides discretionary and non-discretionary portfolio management. EIC is a registered investment adviser with the SEC and offers financial planning services. Clients may be referred to limited partnerships or hedge funds. EIC provides discretionary or non-discretionary portfolio management based on clients' financial circumstances and investment objectives. The firm manages dynamic portfolio strategies with varying asset allocations. EIC charges fees based on a percentage of assets under management, ranging from 0.25% to 1.25%. Financial planning clients may be charged hourly fees ranging from $50 to $350. The firm does not have any disciplinary history and provides services to high net-worth individuals, trusts, estates, corporations, and other entities. EIC uses fundamental security analysis and primarily recommends unaffiliated sub-advisers for investment management services. Clients are encouraged to contact the firm with any changes to their financial situation. The firm does not maintain custody of client funds and may have investment discretion over client accounts. Clients retain the authority to vote on securities held in their accounts. Norman Arthur Pappas, Gil J. Feldman, and Adam J Offerman are the key investment adviser representatives at EIC. Norman Pappas is the President and Chief Compliance Officer, while Gil Feldman and Adam Offerman are Investment Adviser Representatives. The firm's principal business is estate and financial planning, and clients may be referred to the affiliated broker-dealer for securities services. The firm's representatives do not have any disciplinary history and may receive additional compensation for securities transactions through the broker-dealer. Norman Pappas supervises the firm's operations and client advice.