Legacy Planning & Associates, Inc.

Legacy Planning & Associates, Inc. is a registered investment adviser based in Grand Rapids, MI, established in 1998 and registered in Michigan since 2013. The firm offers financial planning, business planning, estate planning, and consulting services to individuals, families, and businesses. Investment management services are provided using various securities, and clients may impose restrictions on certain securities. The firm may recommend third-party money managers for client assets, acting as a solicitor. Investment management fees range from 1.00% to 1.25% annually, billed quarterly in advance. The firm manages over $85 million in discretionary assets and over $20 million in non-discretionary assets. Legacy Planning & Associates, Inc. does not charge performance-based fees or provide side-by-side management. The firm serves various types of clients, with a minimum account size of $25,000, and offers investment discretion for existing client accounts. The firm does not vote client securities and does not handle proxy solicitations. Legacy Planning & Associates, Inc. does not receive compensation for client referrals and does not engage in directed brokerage. The firm participates in TD Ameritrade's institutional customer program and may recommend TD Ameritrade for custody and brokerage services. Clients receive quarterly statements from the custodian, and the firm reviews client portfolios at least quarterly. Legacy Planning & Associates, Inc. does not have a financial commitment impairing its ability to service clients and has not been subject to bankruptcy in the last ten years.