Galapagos Wealth Management, LLC

Galapagos Wealth Management, LLC, a registered investment adviser, specializes in providing multi-family office services to ultra-high net worth families, individuals, trusts, estates, and private investment vehicles. Established in 2007, the firm transitioned to a Delaware limited liability company in 2022. Galapagos offers discretionary portfolio management services tailored to individual investment objectives and needs, with a focus on multi-generational family planning. The firm engages in investment strategies such as charting analysis, technical analysis, fundamental analysis, cyclical analysis, long-term and short-term purchases, short sales, margin transactions, and option writing. Galapagos also serves as the general partner and investment manager to various private investment limited partnerships, providing continuous portfolio management services in accordance with their investment objectives. The firm charges asset-based management fees not exceeding 1.25% annually and may negotiate performance fees on a case-by-case basis. Galapagos does not receive compensation for client referrals and maintains strict adherence to a Code of Ethics to ensure client interests are prioritized. Clients' accounts are monitored continuously, and the firm does not vote proxies on behalf of clients. Galapagos emphasizes privacy protection and annually provides clients with a privacy policy notice. The firm does not determine class action lawsuits or participate in litigation on behalf of clients for securities-related injuries. For any trade errors, Galapagos restores accounts to their correct positions.