Heritage Wealth Management

Heritage Wealth Management, Inc. is a financial advisory firm established in July 2002 by principal owner Brett Stephen Carleton. The firm offers financial planning services, including comprehensive financial planning and investment advisory services through its wrap fee program and managed non-wrap accounts. Clients can also opt for sub-advisory services from Dimensional Fund Advisors. The firm manages $214,020,798 of discretionary assets and $10,489,863 of nondiscretionary assets. For financial planning services, fees range from $2,500 to $10,000, while managed account fees are based on a tiered percentage structure. HWM charges hourly consultation fees ranging from $100 to $300. The firm does not charge performance-based fees or engage in side-by-side management. HWM serves individuals, high net worth individuals, and trusts, with a preferred minimum investment of $1,000,000. Clients grant limited discretion to HWM for investment decisions, with the ability to place restrictions. The firm does not vote client proxies and does not have any disciplinary actions. HWM has a Code of Ethics focusing on client interests and compliance with securities laws. Clients receive quarterly account reviews and statements. The firm does not share in third-party charges and has no financial conditions impairing its commitments.