Lavaca Capital, LLC

**Lavaca Capital, LLC Summary:** Established in 2013, Lavaca Capital, LLC is a registered investment advisor based in Texas. Led by Chief Compliance Officer Scott L Phillips, the firm specializes in providing clients with positive investment returns through various strategies, including equity, fixed income, and derivative investments. Lavaca aims to manage market exposure by actively incorporating option hedges for risk management, volatility reduction, yield generation, and downside protection. The firm's services are tailored to individual client needs based on factors like income, tax levels, and risk tolerance. Clients may impose restrictions on investments based on personal values or beliefs, with the firm reserving the right to end the relationship if restrictions hinder standard services. As of December 31, 2022, Lavaca managed assets totaling $434,238,664. Regarding fees, Lavaca offers a fee schedule that varies by client and investment type. The firm may enter into different fee arrangements on a client-by-client basis. Clients are responsible for third-party fees such as custodian and brokerage fees. Lavaca does not accept compensation for the sale of securities to clients, ensuring alignment with client interests. The firm's investment strategies involve a disciplined approach to evaluating economic activity and seeking securities with the best relative value. Lavaca primarily focuses on equity and option investments to manage risk and enhance returns. Clients are advised on potential risks associated with investing in securities, including options, mutual funds, fixed income, and other instruments. Lavaca maintains a Code of Ethics covering various areas, including prohibited activities, conflicts of interest, and compliance procedures. The firm does not accept soft-dollar benefits or economic benefits from third parties for advice rendered to clients. Additionally, Lavaca provides periodic reports to clients, including account statements and performance updates. Overall, Lavaca Capital, LLC offers personalized investment services with a focus on risk management, tailored strategies, and transparent fee structures. For more information, visit Lavaca Capital, LLC's website or contact them directly at (713) 904-4027.