Patron Partners, LLC

Patron Partners, LLC is a registered investment adviser headquartered in Houston, TX, formed in 2020 by Stephen Caton and Richard Figueroa. The firm manages approximately $349 million in assets for around 659 accounts, offering discretionary and non-discretionary investment management services. Investment strategies include equity securities, fixed income securities, alternatives, and mutual funds tailored to individual client needs and goals. Financial planning and consulting services are also available, providing detailed financial analysis and recommendations. The firm charges fees based on total assets under management, with annual fees up to 2.00%. Patron Partners may receive economic benefits from custodians for support services and compensation for client referrals. The firm follows a Code of Ethics emphasizing integrity and fair dealing, with policies in place to address conflicts of interest. Clients have the option to delegate proxy voting responsibilities to the firm. Patron Partners does not have custody of client funds except for fee deductions and does not prepay fees exceeding $1,200. The firm maintains sound financial condition and has not been involved in bankruptcy proceedings.