Saint Francis Capital

Saint Francis Capital, LLC is a Registered Investment Advisory firm established in 2014 in Texas. The firm, owned by Kaye Riggs, specializes in managing individually tailored investment portfolios for clients, providing continuous advice based on individual needs. They offer investment supervisory services, managing accounts on a discretionary basis, with a minimum account size requirement of $50,000. The firm charges a standard advisory fee of 1.5% of assets under management, paid quarterly. Saint Francis Capital conducts fundamental value analysis primarily, supplemented by technical and cyclical considerations. They outline various risks associated with their investment strategies, such as business risk, financial risk, and interest rate risk. The firm does not engage in performance-based fees or wrap fee programs. Clients have investment discretion with the ability to impose reasonable restrictions. Saint Francis Capital does not receive compensation from third parties, and Kaye Riggs, the Managing Member, has a clean disciplinary record. The firm does not vote on client securities proxies and does not have physical custody of client assets. Clients receive regular account reviews and trade confirmations. Kaye Riggs supervises the firm's activities and has a background in business administration and English. She has no disciplinary history or involvement in other business activities.