Saxon Financial Group

Saxon Financial Group, a registered investment advisor established in October 1993, offers investment advisory services to individuals, high net worth individuals, trusts, estates, businesses, and retirement plans. The firm is owned and operated by Richard Saxon. Saxon Financial Group acts as a fiduciary, upholding a duty of loyalty, fairness, and good faith towards each client. The firm provides investment management services on a discretionary or non-discretionary basis, tailoring portfolios to meet clients' investment goals, risk tolerance, and preferences. Investment strategies include mutual funds, ETFs, stocks, options, fixed income, and alternative investments. Financial planning services cover various areas such as investment planning, retirement planning, education savings, and legacy planning. Saxon Financial Group may utilize independent managers to manage a portion of a client's investment portfolio. The firm charges fees based on a tiered schedule for assets under management, with fees prorated for deposits and withdrawals. The firm does not charge performance-based fees and does not accept proxy-voting responsibility for clients. Saxon Financial Group does not have custody of client assets except for fee deduction purposes. The firm's Privacy Policy ensures the protection and confidentiality of clients' personal information. Clients are encouraged to review the firm's Privacy Policy annually. For more information, clients can contact Saxon Financial Group at (713) 425-5340 or [email protected].