Tempus Wealth Planning, LLC

Tempus Wealth Planning, LLC is a registered investment adviser based in Irvine, CA, established in 2016. The firm specializes in providing asset management and investment consulting services for individuals and various client types. They offer tailored investment strategies, including asset management and comprehensive portfolio management, as well as financial planning and consulting services. As a fiduciary, the firm is committed to acting in the best interest of clients. Clients can expect a maximum advisory fee of 1.75% for asset management and comprehensive portfolio management services. The firm manages over $281 million on a discretionary basis and $30 million on a non-discretionary basis as of December 31, 2022. Clients have the option to grant investment discretion to the firm, allowing them to execute securities transactions on their behalf. The firm does not accept proxy authority to vote client securities and does not require prepayment of fees exceeding $1,200 when services cannot be rendered within 6 months. Additionally, the firm does not engage in directed brokerage and does not receive soft dollars in excess of what is allowed by Section 28(e) of the Securities Exchange Act of 1934. Clients receive account statements directly from their qualified custodians, and the firm does not have custody of client funds or securities, except in cases of Standing Letters of Authorization.