Mcbroom & Associates, LLC

McBroom & Associates, LLC is a registered investment adviser based in Las Vegas, Nevada, established in 2010 and owned by Martin W. McBroom. The firm offers discretionary, fee-based portfolio management services, tailoring investment decisions to clients' objectives and preferences. They manage a total of $213,875,781 in discretionary assets and $1,369,109 in non-discretionary assets as of December 31, 2024. Clients typically require a minimum initial investment of $1,000,000, with fees ranging from 0.4% to 2.0% annually based on asset size and investment types. The firm's investment strategies combine fundamental and technical analyses, focusing on long-term equity holdings. They conduct thorough research using various sources and do not utilize AI technology for investment decisions. Clients are informed about potential risks associated with investing, such as market fluctuations, credit risks, and liquidity risks. McBroom & Associates does not engage in performance-based fees or side-by-side management. The firm maintains a Code of Ethics to ensure integrity, competence, and ethical conduct in all dealings. Clients' accounts are reviewed regularly, and trade confirmations and statements are provided. McBroom & Associates does not receive soft dollars, client referrals, or compensation from broker-dealers. Client funds are held by third-party custodians, and the firm may exercise investment discretion based on client preferences, with the ability to vote on client securities as agreed upon. The firm has a sound financial condition and has not been involved in bankruptcy proceedings.