Whitetail Rock Capital Management, LLC

Whitetail Rock Capital Management, LLC (WRCM) is a SEC-registered investment adviser founded in 2011, with total assets under management of $3.104 billion as of December 31, 2024. The firm specializes in asset management for large institutional investors, corporations, high net worth individuals, and private funds. WRCM offers personalized asset management based on individual client needs, with a focus on asset-backed securities, particularly those backed by student loans. The firm's investment strategy includes long-term purchases, short-term purchases, and trading, with a value-oriented approach. WRCM charges annual fees ranging from 0.05% to 0.50% of assets under management, with additional fees for asset-backed security management. The firm may also charge performance-based fees in accordance with regulations. Clients must have a minimum account size of $1,000,000, which may be waived under certain circumstances. WRCM acts as a fiduciary, putting clients' interests first, and does not engage in soft-dollar arrangements or accept referral fees. Clients have the option to grant discretionary authority for asset management, and WRCM votes proxies in the best interests of clients. The firm maintains strict ethical standards, including a Code of Ethics and policies to manage conflicts of interest arising from affiliate relationships. Whitetail Rock Capital Management does not require prepayment of fees and has no financial conditions that would impair its ability to meet obligations.