Ethos Capital Group, LLC

Ethos Capital Group, LLC is a registered investment advisor based in Little Rock, AR, established in 2009 by Jay Frederick. The firm offers asset management services, financial planning and consulting, and subscription services. Clients have the option for discretionary asset management, allowing Ethos to make investment decisions without specific client approval. The firm does not participate in wrap fee programs and charges a maximum annual fee of 2.00% based on assets under management. Financial planning services are billed hourly at $400 per hour. Ethos does not receive external compensation for the sale of securities and does not engage in performance-based fees. Clients of Ethos include individuals, small businesses, trusts, estates, high net-worth individuals, pooled investment vehicles, and charities. The firm's investment strategies involve fundamental, technical, and quantitative analysis, with a focus on factors such as risk tolerance and investment goals. Ethos discloses potential risks associated with investments, including interest-rate risk, inflation risk, and cybersecurity risk. The firm operates under a fiduciary duty to act in the best interests of its clients. The firm's Chief Compliance Officer, Jay Frederick, and Investment Advisor Representative, Stephen Northington, both hold the Certified Financial Planner (CFP®) designation. They have no disciplinary actions or outside business activities to report. Ethos maintains custody of client assets through qualified custodians and provides regular account statements to clients. Clients have the option to grant Ethos investment discretion, allowing the firm to make investment decisions on their behalf. Ethos does not receive compensation for client referrals and discloses any potential conflicts of interest.