Mendel Capital Management, LLC

Mendel Capital Management, LLC is a registered investment adviser based in Little Rock, AR, primarily owned by Geoffrey H. Niebaum and Maureen P. Ruggiero. The firm offers discretionary portfolio management services tailored to meet clients' needs and investment objectives. Mendel utilizes Fundamental Analysis for long-term outlook and Technical Analysis for short-term outlook, incorporating Charting Analysis for investment selection. Clients granting discretionary authority allow Mendel to manage their accounts, formulate investment strategies, and execute transactions without prior approval. Non-discretionary services require client approval before transactions. Mendel also provides basic financial planning services at no additional cost for clients engaging in Portfolio Management Services. The firm offers pension consulting services, bookkeeping, and small business consulting based on client needs. Mendel advises on various securities, including equities, corporate debt, mutual funds, and REITs. The firm acts as a fiduciary, ensuring client interests are prioritized. Mendel's fee structure for portfolio management services is based on a percentage of assets under management, billed quarterly. The firm does not accept performance-based fees or engage in side-by-side management. Mendel serves individuals, high net worth individuals, pension plans, charitable organizations, and corporations. Clients are responsible for voting proxies on their securities. Mendel does not have any disciplinary information to disclose. The firm recommends Charles Schwab for brokerage and custodial services. Mendel does not receive compensation for client referrals or participate in class action lawsuits on behalf of clients. The firm exercises limited custody over client funds and securities, with assets held at a qualified custodian. Mendel may provide IRA rollover recommendations, presenting potential conflicts of interest. Clients are advised to consider various factors before deciding on a rollover. Mendel does not have any financial conditions preventing it from meeting contractual commitments. The firm does not require prepayment of fees exceeding $1,200 six months in advance. Mendel does not have any state registration requirements.