Westpark Capital, Inc.

WestPark Capital, Inc. is a registered investment adviser with the SEC since 2016, offering financial planning, investment management (discretionary and non-discretionary), consulting, and third-party investment management services. The firm is affiliated with a registered broker/dealer and an insurance agency, sharing common ownership. Services are available to individuals, trusts, families, retirement accounts, and various business entities. Fees for financial plans range from $150 to $7,500, while consulting fees vary based on complexity. Management fees are charged as a percentage of assets, ranging from 0.25% to 2.75%. Clients may incur additional charges such as transaction fees and commissions. WestPark Capital does not charge performance-based fees and provides investment services to individuals, high net worth individuals, and corporations. The firm's investment strategies involve various risks, including credit, currency, equity, and regulatory risks. WestPark Capital does not have custody of client assets and does not exercise proxy voting authority. Clients have the option to terminate agreements at any time, subject to specific terms. The firm's Code of Ethics prioritizes client interests and compliance with securities laws. For more information, clients can contact the Compliance Department at (310) 843-9300.