Castellan

CASTELLAN Group, LLC is a registered investment adviser established in September 2018, offering services to ultra-high net worth families with multi-generational wealth. The firm focuses on providing accountable stewardship and tailored investment strategies using alternative investments. Clients have the opportunity to place restrictions on their portfolios, which are managed on a discretionary basis. While there is no minimum account size, all separately managed clients must meet the definition of a "qualified investor." As of December 31, 2023, CASTELLAN had assets under discretionary management of $353,473,345. The firm offers performance-based fees or a tiered AUM fee schedule for clients with assets under management of $10MM or more. Investment strategies include VolPar™, Targeted Equity, Targeted Income, Structured Notes, Income Growth, MultiFactor Equity, and Private Placements. CASTELLAN employs top-down and bottom-up approaches for analysis and considers risk as the possibility of permanent capital loss. The firm does not vote proxies on behalf of clients and does not impose termination fees on separately managed accounts. Clients can request a copy of the firm's Code of Ethics, which ensures fair treatment and transparency in transactions. Additionally, CASTELLAN provides ongoing supervision of client investment assets with quarterly reviews. The firm does not have any adverse financial situations that would impair meeting client obligations.