Excomp Asset Management Ltd

Excomp Asset Management, LTD (EAM) was established in 1993 and is owned by Timothy Dennis Atkinson. EAM offers Investment Advisory Services to various clients, including individuals, high net worth individuals, pension and profit-sharing plans, trusts, charitable organizations, and corporations. The firm manages advisory accounts on a discretionary basis, primarily investing in mutual fund shares based on client objectives such as capital appreciation, growth, income, or a combination. EAM may also invest in exchange-traded funds (ETFs) for certain accounts. Clients have the option to request individual security transactions, which are not part of EAM's discretionary authority and do not incur advisory fees. EAM acts as a fiduciary for retirement accounts, ensuring recommendations are in the client's best interest. As of March 31, 2024, EAM managed approximately $137,121,477.00 on a discretionary basis. For advisory services, clients pay a quarterly fee of $50.00 plus a percentage of assets under management, with a minimum account size requirement of $250,000. Fees are debited quarterly from custodial accounts. EAM does not charge performance-based fees. The firm's investment strategies involve utilizing publicly available research and information from various sources. Clients' accounts are reviewed quarterly, and EAM votes proxies for mutual funds and ETFs held in client accounts. EAM has no disciplinary events in the past 10 years and does not have relationships posing material conflicts of interest with other financial services companies. The firm does not maintain formal soft dollar arrangements and is not aware of any financial conditions affecting its ability to manage client accounts.