Bofcal Asset Management Inc.

BofCal Asset Management Inc. is an investment adviser registered with the SEC, specializing in managing cash balances primarily for corporate clients. Established in February 2013, the firm tailors its services to meet clients' investment objectives, liquidity needs, and risk tolerance. The firm's investment strategy focuses on high credit quality, short maturity fixed income securities, and selected money market mutual funds. Clients have a wide range of account sizes and investment objectives, with a minimum initial investment not specified. The firm charges an annual advisory fee ranging from 0.06% to 0.20% based on assets under management, payable monthly in arrears. Clients' assets are held by third-party custodians, subject to custody fees. The firm acts as a fiduciary, providing discretionary asset management services, with clients having the ability to place restrictions on their accounts. The firm discloses potential conflicts of interest related to revenue sharing arrangements with certain financial institutions. Clients are informed about the risks associated with fixed income securities and money market funds. The firm's President, Michael Thien Nguyen, and Portfolio Strategist, Cole James Lohman, have extensive experience in the financial industry and adhere to the firm's Code of Ethics. The firm's compliance program ensures adherence to legal and regulatory requirements. For further details, clients can contact Jay Sarmenta, Chief Compliance Officer.